Administrative Proceeding File No. 3-20134
Respondents
Smith, Paul Horton, Sr.
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| IA-6637 | Opinion of the Commission | ||
| IA-6484 | Renewed Order to Show Cause | ||
| IA-6338 | Order Granting Extensions of Time and Accepting Motion for Default | ||
| IA-6287 | Order Denying Respondent's Motion to Stay Proceeding and Directing Respondent to Show Cause | ||
| IA-6252 | Order Directing Respondent to File Certificate of Service | ||
| IA-6215 | Order to Show Cause | ||
| IA-6194 | Order Directing Status Report from The Division Of Enforcement | ||
| IA-6100 | Order Regarding Service | ||
| IA-5618 | Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing |