Skip to search field Skip to main content
U.S. flag

An official website of the United States government

Here’s how you know

Dot gov

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Https

Secure .gov websites use HTTPS
A lock (LockA locked padlock) or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

SEC homepage U.S. Securities and Exchange Commission U.S. Securities and Exchange Commission
U.S. Securities and Exchange Commission
  • Search Filings

    • Full Text Search
    • Latest Filings
    • Mutual Fund Search
    • Variable Insurance Products Search
    • SIC Codes
    • CIK Lookup
    • Public Dissemination Service (PDS)
    • Search Assistance
  • Submit Filings

    • EDGAR Filer Management Portal
    • EDGAR Filing Portal
    • Online Forms Management Portal
    • EDGAR Next
    • Forms Index
    • Filer Support & Resources
  • Data & Research

    • SEC & Markets Data
    • Taxonomies
    • Statistics & Data Visualizations
    • Investment Management Data
    • Rules & Regulations

      • Rulemaking Activity
      • Statutes & Regulations
      • Staff Guidance
      • No-Action, Interpretive, and Exemptive Letters
      • Self-Regulatory Organization Rulemaking
      • Public Petitions for Rulemaking
    • Enforcement & Litigation

      • Litigation Releases
      • Administrative Proceedings
      • Administrative Law Judge Orders and Initial Decisions
      • Trading Suspensions
      • Distributions to Harmed Investors
      • Receiverships
    • Compliance

      • Examination Priorities
      • Risk Alerts
      • Compliance Outreach Program
      • Proposed Rules
      • What's New
      • Whistleblower Program
  • Featured Topics

    • Crypto Task Force
    • Cybersecurity
    • Market Structure Analytics
    • Saving and Investing for Military Personnel
    • Saving and Investing for Teachers
    • SEC-CFTC Harmonization Initiative
    • Treasury Clearing Implementation
  • About

    • Mission
    • Commissioners
    • Divisions & Offices
    • Division & Office Directors
    • Advisory Committees
    • Budget & Performance
    • Reports & Publications
    • Commission Votes
    • Contact the SEC
    • Careers
  • Submit a Tip or Complaint
  • Newsroom
  • |
  • Investors
  • Small Businesses
  • Whistleblowers
  • Newsroom
  • |
  • Investors
  • Small Businesses
  • Whistleblowers

  • Enforcement & Litigation
  • Litigation Releases
  • Administrative Proceedings
    • Information for Respondents in Administrative Proceedings 
    • Open Litigated Administrative Proceedings
    • Closed Litigated Administrative Proceedings
    • Commission Opinions and Adjudicatory Orders
    • Delinquent Filings
    • Stop Orders
  • Administrative Law Judge Orders and Initial Decisions
  • Trading Suspensions
  • Distributions to Harmed Investors
  • Receiverships
  • Electronic Filings in Administrative Proceedings (eFAP)
  • Rules of Practice
  • Applications for Reentry
  • Reports of Investigations
  • Whistleblower Program
  • Public Alert: Unregistered Soliciting Entities (PAUSE)
  • SEC Action Lookup - Individuals (SALI)
  • Enforcement Data Delivery Standards
  • Small Businesses
  • Appellate Briefs
  • Amicus / Friend of the Court Briefs
  • Enforcement & Litigation
  • Litigation Releases
  • Administrative Proceedings
    • Information for Respondents in Administrative Proceedings 
    • Open Litigated Administrative Proceedings
    • Closed Litigated Administrative Proceedings
    • Commission Opinions and Adjudicatory Orders
    • Delinquent Filings
    • Stop Orders
  • Administrative Law Judge Orders and Initial Decisions
  • Trading Suspensions
  • Distributions to Harmed Investors
  • Receiverships
  • Electronic Filings in Administrative Proceedings (eFAP)
  • Rules of Practice
  • Applications for Reentry
  • Reports of Investigations
  • Whistleblower Program
  • Public Alert: Unregistered Soliciting Entities (PAUSE)
  • SEC Action Lookup - Individuals (SALI)
  • Enforcement Data Delivery Standards
  • Small Businesses
  • Appellate Briefs
  • Amicus / Friend of the Court Briefs
  1. Home
  2. Enforcement and Litigation
  3. Administrative Proceedings
  4. 3-20007

Administrative Proceeding File No. 3-20007

Respondents

Smartag International, Inc.
Release Date Release Number Other Release Numbers Name of Document
Jan. 26, 2023 34-96755 Opinion of the Commission
Dec. 16, 2020 34-90690 Order Regarding Prehearing Conference
Sept. 16, 2020 34-89887 Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Nov. 13, 2020 Request for Hearing and Response of Respondent Opposing Revocation of Registration with Exhibits
Jan. 30, 2021 Division of Enforcement's Motion for Summary Disposition as to Smartag International, Inc. and Brief in Support
Feb. 3, 2021 Joint Stipulation of Undisputed Facts
Feb. 24, 2021 Affidavit of Respondent's CEO in Opposition to Division of Enforcement's Motion for Summary Disposition
March 5, 2021 Division of Enforcement's Reply Brief in Further Support of Motion for Summary Disposition
Sept. 16, 2020 Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 12(j) of the Securities Exchange Act of 1934
Dec. 16, 2020 Order Regarding Prehearing Conference
Jan. 26, 2023 Opinion of the Commission

Documents

Return to top
SEC homepage U.S. Securities and Exchange Commission
  • About the SEC

    • Budget & Performance
    • Careers
    • Commission Votes
    • Contact
    • Contracts
  • Transparency

    • Accessibility & Disability
    • Artificial Intelligence
    • FOIA
    • Inspector General
    • No FEAR Act Data
    • Ombuds
    • SEC Excess Personal Property Guidance
  • Websites

    • Investor.gov
    • Related Sites
    • USA.gov
  • Site Information

    • Plain Writing
    • Privacy & Security
    • Site Map

Stay connected. Sign up for email updates.

U.S. Securities and Exchange Commission
  • X
  • Facebook
  • Instagram
  • RSS
  • YouTube
  • Email Updates