Administrative Proceeding File No. 3-19766

Respondents

Securities Industry and Financial Markets Association


Release Date	Release Number	Other Release Numbers	Name of Document
May 14, 2020	34-88879		Order Granting Request to Withdraw Application for Review and Dismissing Review Proceeding
April 27, 2020	34-88750		Order Granting Extension of Time


Release Date	Release Number	Other Release Numbers	Name of Document
April 23, 2020			Application for Review of SRO Action that Violates Exchange Act Sections 19(d) and 19(f)with Exhibit A
April 23, 2020			Declaration of Lorin L. Reisner in Support of SIFMA’s Application Pursuant to Exchange Act Sections 19(d) and 19(f) with Exhibits 1-11
April 23, 2020			SIFMA'S Motion to Stay SRO Action Pending Commission Review of SIFMA's Application Pursuant to Exchange Act Sections 19(d) and 19(f) and Incorporated Memorandum of Law
April 24, 2020			Letter from Consolidated Audit Trail, LLC to the Office of the Secretary in response to SIFMA motion for stay
May 7, 2020			Consolidates Audit Trail, LLC’s and Participants’ Memorandum of Law in Opposition to SIFMA’s Motion to Stay
May 14, 2020			Joint Stipulation of Dismissal
April 27, 2020			Order Granting Extension of Time
May 14, 2020			Order Granting Request to Withdraw Application for Review and Dismissing Review Proceeding