Administrative Proceeding File No. 3-19726

Respondents

Worthington, Bruce C.


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 24, 2023	34-98789	IA-6469	Opinion of the Commission
June 1, 2022	34-95019	IA-6037	Order Requesting Additional Materials
March 30, 2022	34-94557	IA-5988	Order Requesting Additional Briefing and Materials
July 22, 2021	34-92464	IA-5785	Amended Order to Show Cause
July 15, 2021	34-92415	IA-5777	Order to Show Cause
March 10, 2020	34-88347	IA-5460	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 25, 2021			Division of Enforcement's Default Motion
April 29, 2022			Division of Enforcement's Supp. Brief Re Default
Aug. 1, 2022			Division of Enforcement's Additional Submission
March 10, 2020			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
July 15, 2021			Order to Show Cause
July 22, 2021			Amended Order to Show Cause
March 30, 2022			Order Requesting Additional Briefing and Materials
June 1, 2022			Order Requesting Additional Materials
Oct. 24, 2023			Opinion of the Commission