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  1. Home
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  4. 3-19597

Administrative Proceeding File No. 3-19597

Respondents

Liou, Bethany and Golden California Regional Center, LLC
Release Date Release Number Other Release Numbers Name of Document
April 7, 2022 34-94627 Order Authorizing the Disposition of Funds Remaining in the Distribution Fund and Any Funds Returned to the Distribution Fund in the Future, Discharging the Fund Administrator, Cancelling the Administrator's Bond, and Terminating the Distribution Fund
May 10, 2021 34-91815 Order Directing Disbursement of Distribution Fund
Dec. 10, 2020 34-90625 Order Approving Plan of Distribution
Oct. 29, 2020 34-90285 Order Extending Time to Enter an Order Approving or Disapproving Plan of Distribution
Sept. 2, 2020 34-89755 Notice of Proposed Plan of Distribution and Opportunity for Comment
March 20, 2020 34-88442 Order Appointing Fund Administrator and Setting Administrator Bond Amount
Dec. 2, 2019 34-87644 Order Appointing Tax Administrator
Nov. 4, 2019 33-10725 Order Instituting Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933, Making Findings, and Imposing a Cease-and-Desist Order
Release Date Release Number Other Release Numbers Name of Document
Sept. 2, 2020 Distribution Plan
Dec. 2, 2019 Order Appointing Tax Administrator

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