Administrative Proceeding File No. 3-19588

Respondents

Davis, Jr., Alton Theodore
Release Date Release Number Other Release Numbers Name of Document
34-97721 Opinion of the Commission
34-97410 Order Extending Time to Issue Decision
34-96866 Order Extending Time to Issue Decision
34-96190 Order Extending Time to Issue Decision
34-95405 Order Extending Time to Issue Decision
34-93224 Extension Order
34-92968 Order Requesting Additional Briefing
34-92923 Order Severing Proceedings
34-90362 Extension Order
34-89617 Order Consolidating Appeals
34-89495 Order Finding Jurisdiction
34-88032 Order Severing Proceedings
34-87615 Order Consolidating Appeals
Release Date Release Number Other Release Numbers Name of Document
Consolidated Arbitration Application for Review of Action Taken by FINRA
Application for Review
Applicant Unopposed Motion to Adduce Additional Evidence with Exhibit 1
Applicant's Opening Brief in Support of the Commission's Jurisdiction Over His Application for Review with Exhibit 1
FINRA'S Brief in Response to the Commission's Request for Additional Briefing
Applicant Reply Brief in Support of the Commission Jurisdiction Over his Application for Review
Order Consolidating Appeals
Order Finding Jurisdiction
Order Consolidating Appeals
Extension Order
Order Severing Proceedings
Order Requesting Additional Briefing
Extension Order
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision
Order Extending Time to Issue Decision

Documents