Administrative Proceeding File No. 3-19576

Respondents

Portfolio Advisors Alliance, Inc.


Release Date	Release Number	Name of Document
April 30, 2020	34-88780	ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934
Dec. 12, 2019	34-87737	Order Granting Extension of Time
Nov. 5, 2019	34-87466	Order Granting Extension of Time
Oct. 7, 2019	34-87238	Ordering Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 28, 2019			Answer to Order Instituting Proceedings
Dec. 6, 2019			Division of Enforcement's Motion for Summary Disposition Against Respondent Portfolio AdvisorsAlliance, Inc. and Memorandum of Law in Support, Declaration of Richard Hong
Oct. 7, 2019			Ordering Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
April 30, 2020			ORDER MAKING FINDINGS AND IMPOSING REMEDIAL SANCTIONS PURSUANT TO SECTION 15(b) OF THE SECURITIES EXCHANGE ACT OF 1934
Nov. 5, 2019			Order Granting Extension of Time
Dec. 12, 2019			Order Granting Extension of Time