Administrative Proceeding File No. 3-19515

Respondents

Carter, Patrick S.


Release Date	Release Number	Name of Document
April 21, 2022	34-94770	Opinion of the Commission
Aug. 23, 2021	34-92732	Order to Show Cause
July 29, 2021	34-92520	Second Supplemental Order Regarding Service
June 15, 2021	34-92181	Supplemental Order Regarding Service
Jan. 19, 2021	34-90942	Order Regarding Service
Sept. 25, 2019	34-87101	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 1, 2021			Division of Enforcement's Motion for Entry of Default and Sanctions
Oct. 1, 2021			Declaration of Douglas M. Miller ISO Division of Enforcement's Motion for Entry of Default and Sanctions
Sept. 25, 2019			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Jan. 19, 2021			Order Regarding Service
June 15, 2021			Supplemental Order Regarding Service
July 29, 2021			Second Supplemental Order Regarding Service
Aug. 23, 2021			Order to Show Cause
April 21, 2022			Opinion of the Commission