Administrative Proceeding File No. 3-19497

Respondents

Vassallo, Anthony


Release Date	Release Number	Name of Document
June 6, 2022	IA-6042	Opinion of the Commission
Sept. 3, 2021	IA-5849	Order to Show Cause
April 5, 2021	IA-5712	Order Regarding Service
Sept. 24, 2019	IA-5362	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 15, 2021			Division of Enforcement's Motion for the Entry of Findings and Imposition of Remedial Relief by Default against Respondent Anthony Vassallo
Sept. 24, 2019			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 5, 2021			Order Regarding Service
Sept. 3, 2021			Order to Show Cause
June 6, 2022			Opinion of the Commission