Administrative Proceeding File No. 3-19435

Respondents

Apostelos, William M.


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 14, 2024	34-99539	IA-6557	Opinion of the Commission
June 13, 2023	34-97711	IA-6326	Order to Show Cause
Sept. 11, 2019	34-86932	IA-5341	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 30, 2019			Answer to Order Instituting Administrative Proceedings and Notice of Hearing
Oct. 15, 2019			Respondent Apostelos's Letter
Aug. 5, 2020			Division of Enforcement's Motion for Summary Disposition
Sept. 11, 2019			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Feb. 14, 2024			Opinion of the Commission