Administrative Proceeding File No. 3-19335

Respondents

Dow, Mitchell B.


Release Date	Release Number	Name of Document
June 21, 2023	34-97776	Opinion of the Commission
Jan. 25, 2021	34-90983	Order to Show Cause
Aug. 13, 2019	34-86639	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 8, 2021			Division of Enforcement's Motion for Entry of Default Judgment and Sanctions
Aug. 13, 2019			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Jan. 25, 2021			Order to Show Cause