Administrative Proceeding File No. 3-19245

Respondents

Hannan, Kimm C.
Release Date Release Number Other Release Numbers Name of Document
IA-5906 Opinion of the Commission
IA-5808 Order to Show Cause
IA-5637 Order
IA-5295 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing