Administrative Proceeding File No. 3-19232

Respondents

Gross, Kenneth S.


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 19, 2019	34-87802		Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
July 1, 2019	34-86266		Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 19, 2019			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
July 1, 2019			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing