Administrative Proceeding File No. 3-19204

Respondents

Gill, Jaswant


Release Date	Release Number	Name of Document
Sept. 10, 2021	IA-5858	Opinion of the Commission
Jan. 28, 2020	IA-5437	Order to Show Cause
Sept. 3, 2019	34-86859	Order Regarding Service
June 17, 2019	IA-5254	Order Instituting Administrative Proceedings Pursuant to Section Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
March 25, 2020			Division of Enforcement’s Motion for the Entry of Findings and Imposition of Remedial Sanctions by Default Against Respondent Jaswant Gill
June 17, 2019			Order Instituting Administrative Proceedings Pursuant to Section Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Sept. 3, 2019			Order Regarding Service
Jan. 28, 2020			Order to Show Cause
Sept. 10, 2021			Opinion of the Commission