Administrative Proceeding File No. 3-18952
Respondents
Thoroughbred Financial Services, LLC, Thomas Jenkins Parker, and Lawrence Randall “Randy” Hartley
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-102369 | Termination Order | ||
| 34-84918 | Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedi\ al Sanctions and a Cease-and-Desist Order |