Administrative Proceeding File No. 3-18791

Respondents

Branch, Travis A.


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 29, 2022	34-96397		Opinion of the Commission
July 2, 2019	34-86285		Order Requesting Additional Written Submissions
May 30, 2019	34-85970		Order to Show Cause
May 10, 2019	34-85833		Order Regarding Service
Sept. 19, 2018	34-84199	IA-5039	Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
June 25, 2019			Division of Enforcement's Reply to Respondent's Opposition to Order to Show Case
Aug. 14, 2019			Division of Enforcement's Motion for Entry of Default and Sanctions
Aug. 14, 2019			Declaration ISO Division of Enforcement's Motion for Entry of Default and Sanctions
Sept. 19, 2018			Order Instituting Public Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
May 10, 2019			Order Regarding Service
May 30, 2019			Order to Show Cause
July 2, 2019			Order Requesting Additional Written Submissions
Nov. 29, 2022			Opinion of the Commission