Administrative Proceeding File No. 3-18774

Respondents

Wivolin, Heidi


Release Date	Release Number	Other Release Numbers	Name of Document
June 2, 2023	33-11198	34-97640 IA-6323 IC-34933 AAER-4413	Order Dismissing Proceedings
April 15, 2019	34-85653		Order to Show Cause
Sept. 17, 2018	34-84164	IA-5034	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
May 7, 2019			Division of Enforcement's Motion for Default and Other Relief
Sept. 17, 2018			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
April 15, 2019			Order to Show Cause