Administrative Proceeding File No. 3-18346

Respondents

Holder, Cynthia, CPA Wada, Jeffrey, CPA Middendorf, David, CPA Whittle, Thomas, CPA Britt, David, CPA
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Release Date Release Number Other Release Numbers Name of Document
33-11198
  • 34-97640
  • IA-6323
  • IC-34933
  • AAER-4413
 Order Dismissing Proceedings
34-92513
  • AAER-4234
 Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
34-92514
  • AAER-4235
 Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
AP-6822 Order
AP-6806 Order
34-87969
  • AAER-4112
 Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
34-87970
  • AAER-4113
 Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
34-87642
  • AAER-4103
 Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
AP-6137 Order
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
AP-5889 Notice of Extension of Stay
AP-5834 Notice of Stay
AP-5573 Stay Order
AP-5558 Order Tolling Time to Commence Production of Investigative File
AP-5546 Order Postponing Hearing, Granting U.S. Attorney Leave to Intervene for Limited Purpose, and Directing Response to Motion to Stay
AP-5511 Order Scheduling Hearing and Designating Presiding Judge
34-82556
  • AAER-3918
 Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion to Toll the Time to Produce Its Investigative File During the Pendency of the Motion to Stay Administrative Proceedings
United States Department of Justice's Motion to Intervene and Stay Administrative
Proceedings and Memorandum of Law in Support
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice, and Notice of Hearing
Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
Order of Suspension Pursuant to Rule 102(e)(2) of the Commission's Rules of Practice
Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Making Findings and Imposing Remedial Sanctions and And- and a Cease-and-Desist Order Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing, Granting U.S. Attorney Leave to Intervene for Limited Purpose, and Directing Response to Motion to Stay
Order Tolling Time to Commence Production of Investigative File
Stay Order
Notice of Stay
Notice of Extension of Stay
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order
Order
Order

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