Administrative Proceeding File No. 3-18262

Respondents

Riemer, Richard Allen, Jr.


Release Date	Release Number	Name of Document
Oct. 31, 2018	34-84513	Opinion of the Commission
Oct. 1, 2018	34-84335	Order Extending Time to Issue Decision
Nov. 30, 2017	34-82191	Order Scheduling Briefs
Nov. 3, 2017	34-82014	Order Denying Stay


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 20, 2017			Application for Review
Dec. 28, 2017			Applicant's Opening Brief
Feb. 1, 2018			FINRA's Brief in Opposition to the Application for Review
Nov. 3, 2017			Order Denying Stay
Nov. 30, 2017			Order Scheduling Briefs
Oct. 1, 2018			Order Extending Time to Issue Decision
Oct. 31, 2018			Opinion of the Commission