Administrative Proceeding File No. 3-18143

Respondents

Escobio, Robert J.


Release Date	Release Number	Name of Document
June 22, 2018	34-83501	Opinion of the Commission
Oct. 5, 2017	34-81823	Extension Order
Sept. 8, 2017	34-81562	Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 25, 2017			Applicant's Notice of Appeal to the U.S. Securities and Exchange Commission
Oct. 24, 2017			Applicant's Initial Brief in Support of His Application for Review
Oct. 25, 2017			Letter dated 10/25/17 from Applicant's Counsel to OS Sending Corrected Table of Contents and Table of Authorities to Brief that was Filed 10/24/17 and also Correcting the File Number on the Prior Title Page
Nov. 22, 2017			FINRA's Brief in Opposition to Application for Review
Dec. 8, 2017			Applicant's Reply Brief to FINRA's Brief in Opposition to his Application for Review
Jan. 23, 2018			FINRA's Request that the Commission Take Official Notice of Appellate Decision
March 9, 2018			Applicant's Request that the Commission Take Official Notice of Appellants' Petition for Panel Rehearing Filed 3/6/18 with the US Court of Appeals for the 11th Circuit
March 29, 2018			Respondent's Request that the Commission Take Official Notice of the Order of the 11th Circuit Court of Appeals
Sept. 8, 2017			Order Scheduling Briefs
Oct. 5, 2017			Extension Order
June 22, 2018			Opinion of the Commission