Administrative Proceeding File No. 3-17909

Respondents

North, Thaddeus J.


Release Date	Release Number	Name of Document
Oct. 29, 2018	34-84500	Opinion of the Commission
Sept. 28, 2018	34-84322	Order Extending Time to Issue Decision
Aug. 29, 2018	34-83995	Order Extending Time to Issue Decision
July 30, 2018	34-83741	Order Extending Time to Issue Decision
June 28, 2018	34-83549	Order Extending Time to Issue Decision
May 29, 2018	34-83338	Order Extending Time to Issue Decision
April 27, 2018	34-83127	Order Extending Time to Issue Decision
March 28, 2018	34-82962	Order Extending Time to Issue Decision
May 15, 2017	34-80679	Order Scheduling Briefs
April 19, 2017	34-80490	Order Denying Stay as Moot


Release Date	Release Number	Other Release Numbers	Name of Document
April 6, 2017			Application for Review
April 12, 2017			Brief of the Financial Industry Regulatory Authority in Opposition to Motion to Stay Sanctions
April 18, 2017			Applicant's Reply to Opposition to Motion to Stay Sanctions
June 13, 2017			Opening Brief In Support Of Application For Review
July 14, 2017			Brief of the FlNRA in Opposition to Application for Review with Certificate of Compliance and Certificate of Service
July 28, 2017			Reply Brief In Support Of Application For Review
April 19, 2017			Order Denying Stay as Moot
May 15, 2017			Order Scheduling Briefs
March 28, 2018			Order Extending Time to Issue Decision
April 27, 2018			Order Extending Time to Issue Decision
May 29, 2018			Order Extending Time to Issue Decision
June 28, 2018			Order Extending Time to Issue Decision
July 30, 2018			Order Extending Time to Issue Decision
Aug. 29, 2018			Order Extending Time to Issue Decision
Sept. 28, 2018			Order Extending Time to Issue Decision
Oct. 29, 2018			Opinion of the Commission