Administrative Proceeding File No. 3-17907

Respondents

Zufelt, Anthony C.
Release Date Release Number Other Release Numbers Name of Document
1374 Initial Decision
AP-6493 Order Directing Submission of Evidence
AP-6337 Order Setting Briefing Schedule
AP-6239 Notice of Telephonic Prehearing Conference
AP-6038 Order Following Reassignment
AP-5955 Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
AP-5954 Notice from the Chief Administrative Law Judge
1239 Initial Decision
AP-5255 Notice to the Parties and Order Ratifying Prior Actions
AP-4820 Notice of Stay
AP-4785 Order Following Prehearing Conference
AP-4770 Order Postponing Hearing
AP-4772 Order Scheduling Prehearing Conference
AP-4742 Order Scheduling Hearing and Designating Presiding Judge
34-80402 Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Division of Enforcement's Motion for Entry of Default, Summary Disposition and Imposition of Sanctions Against Respondent Anthony C. Zufelt, w/Exhibits A-F
Division of Enforcement's Motion for Summary Disposition and Imposition of Sanctions Against Respondent Zufelt
Initial Decision
Initial Decision
Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 15(b) of the Securities Exchange Act of 1934
Notice That Initial Decision Has Become Final
Notice That Initial Decision Has Become Final
Order Scheduling Hearing and Designating Presiding Judge
Order Scheduling Prehearing Conference
Order Postponing Hearing
Order Following Prehearing Conference
Notice of Stay
Notice to the Parties and Order Ratifying Prior Actions
Notice from the Chief Administrative Law Judge
Chief Administrative Law Judge's Order Assigning Proceedings Post Lucia v. SEC
Order Following Reassignment
Notice of Telephonic Prehearing Conference
Order Setting Briefing Schedule
Order Directing Submission of Evidence

Documents