Administrative Proceeding File No. 3-17752

Respondents

Schwartz, Michael David


Release Date	Release Number	Name of Document
Sept. 29, 2017	34-81784	Opinion of the Commission
Jan. 18, 2017	34-79842	Order Scheduling Briefs
Jan. 13, 2017	34-79798	Order Denying Stay


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 27, 2016			Application for Review and Motion for Stay
Jan. 24, 2017			Applicant's Answer to FINRA's Brief in Opposition to Request for Stay
Jan. 4, 2017			FINRA's Brief in Opposition to Request for Stay
March 22, 2017			FINRA's Brief in Opposition to Application for Review
Feb. 21, 2017			Applicant's Brief in Support of Application for Review
Sept. 29, 2017			Opinion of the Commission