Administrative Proceeding File No. 3-17740

Respondents

Augustine Capital Management LLC (f/k/a Augustine Capital Management Inc.) Porter, John T. Duszynski, Thomas F. , CPA
Release Date Release Number Other Release Numbers Name of Document
34-88510 Order Directing Disbursement of Fair Fund
34-85340 Order Approving Plan of Distribution
34-84675 Notice of Proposed Plan of Distribution and Opportunity for Comment
34-82590 Extension Order
34-82330 Order Appointing Tax Administrator
IA-4800
  • IC-32883
  • AAER-3904
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Instituting Public\
Administrative Proceedings, and Imposing Sanctions Pursuant to Rule 102(e) of the Commission's Rules of Practice as to Thomas F. Duszynski, CPA
AP-4986 Order
AP-4967 Order
AP-4935 Scheduling Order
AP-4594 Scheduling Order
AP-4536 Prehearing Order
AP-4520 Order
AP-4475 Order Scheduling Hearing and Designating Presiding Judge
IA-4591
  • IC-32397
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Answer of Respondents
Motion to Stay Pending Commission Consideration of Offer of Settlement
Administrative Summary
Proposed Distribution Plan
Distribution Plan
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940 and Section 9(b) of the Investment Company Act of 1940 and Notice of Hearing
Order Appointing Tax Administrator
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940 and Instituting Public\
Administrative Proceedings, and Imposing Sanctions Pursuant to Rule 102(e) of the Commission's Rules of Practice as to Thomas F. Duszynski, CPA
Notice of Proposed Plan of Distribution and Opportunity for Comment
Extension Order
Order Approving Plan of Distribution
Order Directing Disbursement of Fair Fund
Order Scheduling Hearing and Designating Presiding Judge
Order
Prehearing Order
Scheduling Order
Scheduling Order
Order
Order

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