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  4. 3-17571

Administrative Proceeding File No. 3-17571

Respondents

Mellon, Matthew T., II
Release Date Release Number Other Release Numbers Name of Document
Oct. 12, 2017 34-81865 Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934
Nov. 8, 2016 AP-4334 Order Staying Proceeding
Oct. 17, 2016 AP-4263 Order Postponing Hearing and Scheduling Prehearing Conference
Sept. 26, 2016 AP-4197 Order Scheduling Hearing and Designating Presiding Judge
Sept. 23, 2016 34-78924 Order Instituting Cease- And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
Sept. 23, 2016 Order Instituting Cease- And-Desist Proceedings Pursuant to Section 21C of the Securities Exchange Act of 1934 and Notice of Hearing
Oct. 12, 2017 Order Making Findings and Imposing a Cease-and-Desist Order Pursuant to Section 21C of the Securities Exchange Act of 1934
Sept. 26, 2016 Order Scheduling Hearing and Designating Presiding Judge
Oct. 17, 2016 Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 8, 2016 Order Staying Proceeding

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