Administrative Proceeding File No. 3-17406

Respondents

Keith D. Geary


Release Date	Release Number	Name of Document
March 28, 2017	34-80322	Opinion of the Commission
Sept. 21, 2016	34-78902	Order Scheduling Briefs
Sept. 13, 2016	34-78833	Order Denying Stay as Moot


Release Date	Release Number	Other Release Numbers	Name of Document
Oct. 21, 2016			Applicant's Opening Brief in Support of Application for Review
Dec. 5, 2016			Applicant's Reply Brief to FINRA's Brief in Opposition to Geary's Brief in Support of Application for Review
Aug. 18, 2016			Applicant's Motion to Stay and Brief in Support
Aug. 24, 2016			FINRA's Brief in Opposition to Motion to Stay
Aug. 18, 2016			Application for Review of Final Disciplinary Action Taken by FINRA
Nov. 21, 2016			FINRA's Brief In Opposition to Application for Review
Sept. 13, 2016			Order Denying Stay as Moot
Sept. 21, 2016			Order Scheduling Briefs
March 28, 2017			Opinion of the Commission