Administrative Proceeding File No. 3-17226

Respondents

Wanger, Eric David


Release Date	Release Number	Name of Document
Sept. 30, 2016	34-79008	Opinion of the Commission
Aug. 2, 2016	34-78471	Extension Order
July 5, 2016	34-78229	Extension Order
June 17, 2016	34-78095	Extension Order
June 8, 2016	34-78019	Order Directing the Filing of Briefs
May 16, 2016	34-77842	Extension Order


Release Date	Release Number	Other Release Numbers	Name of Document
April 20, 2016			Application under Section 19(e) of the Securities Exchange Act of 1934 to Review and Set Aside FINRA's Enlargement of SEC Sanction
June 30, 2016			Applicant's Opening Brief
July 1, 2016			FINRA's Brief in Opposition to the Application for Review
July 15, 2016			FINRA's Response to Respondent's Initial Brief on Preliminary Issue of Jurisdiction
July 15, 2016			Respondent's Response to FINRA's Initial Brief on Preliminary Issue of Jurisdiction
Aug. 2, 2016			Extension Order
July 5, 2016			Extension Order
June 17, 2016			Extension Order
May 16, 2016			Extension Order
June 8, 2016			Order Directing the Filing of Briefs
Sept. 30, 2016			Opinion of the Commission