Administrative Proceeding File No. 3-17217

Respondents

TPG Advisors LLC d/b/a The Phillips Group Advisors Phillips, Larry M.


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 15, 2016	34-79568	IA-4588 IC-32394	Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of th\ e Investment Company Act of 1940
Nov. 14, 2016	AP-4348		Stay Extension Order
Sept. 30, 2016	AP-4213		Stay Order
Sept. 26, 2016	AP-4200		Second Order Modifying Scheduling Order
Sept. 8, 2016	AP-4136		Order Modifying Scheduling Order
June 8, 2016	AP-3906		Scheduling Order
May 4, 2016	AP-3823		Order Postponing Hearing and Directing Parties to Hold Prehearing Conference
April 21, 2016	AP-3793		Order Scheduling Hearing and Designating Presiding Judge
April 19, 2016	34-77649	IA-4372 IC-32076	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940


Release Date	Release Number	Other Release Numbers	Name of Document
May 26, 2016			Joint Answer of TPG Advisors LLC d/b/a The Phillips Group Advisors, and Larry M. Phillips
Dec. 16, 2016			Administrative Summary
April 20, 2016			Administrative Summary
Dec. 15, 2016			Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(f) and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of th\ e Investment Company Act of 1940
April 19, 2016			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934, Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, and Section 9(b) of the Investment Company Act of 1940
April 21, 2016			Order Scheduling Hearing and Designating Presiding Judge
May 4, 2016			Order Postponing Hearing and Directing Parties to Hold Prehearing Conference
June 8, 2016			Scheduling Order
Sept. 8, 2016			Order Modifying Scheduling Order
Sept. 26, 2016			Second Order Modifying Scheduling Order
Sept. 30, 2016			Stay Order
Nov. 14, 2016			Stay Extension Order