Administrative Proceeding File No. 3-17200
Respondents
Lindemann, Levi D.
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-77696 | Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b)(6) of the Securities Exchange Act of 1934 | ||
| AP-3796 | Stay Order | ||
| AP-3769 | Order Scheduling Hearing and Designating Presiding Judge | ||
| 34-77541 | Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing |