Administrative Proceeding File No. 3-17112

Respondents

Frazer Frost LLP Woo, Susan, CPA Suen, Miranda, CPA
Release Date Release Number Other Release Numbers Name of Document
34-94318
  • AAER-4287
 Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
34-88659
  • AAER-4123
 Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
33-10092
  • 34-78010
  • AAER-3781
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
AP-3802 Stay Order
AP-3799 Order Denying Respondents' Motion for Summary Disposition
AP-3792 Order Regarding Judicial Estoppel
AP-3791 Notice to Parties
AP-3766 Order Rescheduling Hearing and Revising Procedural Schedule
AP-3733 Order Designating Settlement ALJ and Scheduling Confidential Settlement Conference
AP-3715 Order Following Prehearing Conference and Setting Procedural Schedule
AP-3649 Protective Order
AP-3625 Order Postponing Hearing and Scheduling Prehearing Conference
AP-3604 Order Scheduling Hearing and Designating Presiding Judge
33-10039
  • 34-77114
  • AAER-3742
 Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Respondents' Answer to the OIP and C&D Proceedings
Letter of 3/9/16 to ALJ from Division of Enforcement serving as a joint letter memorializing the result of the parties discussions prior to the phc in response to the Order dated 2/18/16
Respondents' Motion to Dismiss Certain Claims in the OIP
Respondents' Memorandum of Law in Support of their Motion to Dismiss Certain Claims in the OIP
Division of Enforcement's Response to Respondents' Motion for Summary Disposition
Division of Enforcement's Opposition to Respondents' Motion to Dismiss Certain Claims in the Order Instituting Proceedings
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Section 8A of the Securities Act of 1933 and Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Section 8A of the Securities Act of 1933 and Section 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
Order Granting Application for Reinstatement to Appear and Practice Before the Commission as an Accountant Responsible for the Preparation or Review of Financial Statements Required to Be Filed with the Commission
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Protective Order
Order Following Prehearing Conference and Setting Procedural Schedule
Order Designating Settlement ALJ and Scheduling Confidential Settlement Conference
Order Rescheduling Hearing and Revising Procedural Schedule
Order Regarding Judicial Estoppel
Notice to Parties
Stay Order
Order Denying Respondents' Motion for Summary Disposition

Documents