Administrative Proceeding File No. 3-16943

Respondents

Bernath, Lonny S.


Release Date	Release Number	Name of Document
April 4, 2016	993	Initial Decision
Dec. 21, 2015	AP-3423	Scheduling Order
Dec. 7, 2015	AP-3377	Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
Nov. 16, 2015	AP-3316	Order Scheduling Hearing and Designating Presiding Judge
Nov. 5, 2015	IA-4257	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 10, 2015			Response to Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940. (Respondent's Answer)
Feb. 18, 2016			Reply ISO Division of Enforcement's Motion for Summary Disposition Against Respondent
Jan. 19, 2016			Division of Enforcement's Motion for Summary Disposition Against Respondent
April 4, 2016			Initial Decision
Nov. 5, 2015			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
May 20, 2016			Notice That Initial Decision Has Become Final
Nov. 16, 2015			Order Scheduling Hearing and Designating Presiding Judge
Dec. 7, 2015			Order Postponing Hearing and Directing the Parties to Hold an Initial Prehearing Conference
Dec. 21, 2015			Scheduling Order