Administrative Proceeding File No. 3-16933

Respondents

Dawson James Securities, Inc.


Release Date	Release Number	Name of Document
Dec. 21, 2015	34-76721	Order Granting Request to Withdraw Application and Dismiss Review Proceeding
Nov. 24, 2015	34-76517	Order Scheduling Briefs
Nov. 13, 2015	34-76440	Order Denying Stay


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 4, 2015			FINRA's Brief in Opposition To Motion For Stay
Nov. 10, 2015			Reply Brief in Support of Motion for Stay of Decision Pending Commission Review of National Adjudicatory Council Decision
Nov. 24, 2015			Order Scheduling Briefs
Dec. 21, 2015			Order Granting Request to Withdraw Application and Dismiss Review Proceeding