Administrative Proceeding File No. 3-16912

Respondents

Butler, Joseph R.
Release Date Release Number Other Release Numbers Name of Document
34-77984 Registered Securities Association-Review of Disciplinary Proceedings
34-76516 Order Scheduling Briefs
Release Date Release Number Other Release Numbers Name of Document
Applicant's Brief in Support
FINRA's Brief in Opposition to the Application for Review
Respondent's Reply to FINRA's Brief in Opposition To Application for Review
Registered Securities Association-Review of Disciplinary Proceedings

Documents