Administrative Proceeding File No. 3-16540

Respondents

Kirkland, Stephen L.


Release Date	Release Number	Name of Document
Sept. 2, 2015	875	Initial Decision
June 22, 2015	AP-2840	Order Following Prehearing Conference
June 9, 2015	AP-2784	Order Postponing Hearing and Scheduling Prehearing Conference
May 19, 2015	AP-2688	Order Scheduling Hearing and Designating Presiding Judge
May 18, 2015	IA-4086	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
June 16, 2015			Respondents Answer
June 16, 2015			Division of Enforcement's Motion and Memorandum of Law in Support of Summary Disposition Against Respondent
Sept. 2, 2015			Initial Decision
May 18, 2015			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
Oct. 23, 2015			Notice That Initial Decision Has Become Final
May 19, 2015			Order Scheduling Hearing and Designating Presiding Judge
June 9, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
June 22, 2015			Order Following Prehearing Conference