Administrative Proceeding File No. 3-16523

Respondents

Urrea, Hugo


Release Date	Release Number	Name of Document
July 16, 2015	34-75474	Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
July 8, 2015	AP-2909	Order
July 6, 2015	AP-2898	Order
June 3, 2015	AP-2759	Order Postponing Prehearing Conference
May 19, 2015	AP-2686	Order Postponing Hearing and Scheduling Prehearing Conference
May 1, 2015	AP-2621	Order Scheduling Hearing and Designating Presiding Judge
April 30, 2015	34-74852	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
July 16, 2015			Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934
April 30, 2015			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
May 1, 2015			Order Scheduling Hearing and Designating Presiding Judge
May 19, 2015			Order Postponing Hearing and Scheduling Prehearing Conference
June 3, 2015			Order Postponing Prehearing Conference
July 6, 2015			Order
July 8, 2015			Order