Administrative Proceeding File No. 3-16399

Respondents

Halpern & Associates LLC Halpern, Barbara, CPA


Release Date	Release Number	Other Release Numbers	Name of Document
Jan. 5, 2016	939		Initial Decision
Sept. 14, 2015	AP-3126		Post-Hearing Scheduling Order
Aug. 31, 2015	AP-3083		Order Following Final Prehearing Conference
May 27, 2015	AP-2730		Order Setting Hearing Location
March 13, 2015	AP-2421		Scheduling and General Prehearing Order
March 10, 2015	AP-2401		Order Scheduling Prehearing Conference
Feb. 25, 2015	AP-2348		Order Scheduling Hearing and Designating Presiding Judge
Feb. 23, 2015	34-74350	AAER-3639	Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice


Release Date	Release Number	Other Release Numbers	Name of Document
Aug. 4, 2015			Division of Enforcement's Corrected Expert Report- Statement of Harris L. Devor, CPA Dated 8/3/15
Aug. 10, 2015			Division of Enforcement's Motion in Limine to Exclude Expert Witness Testimony for Failure to Comply with Scheduling Order
Jan. 5, 2016			Initial Decision
Feb. 23, 2015			Order Instituting Public Administrative and Cease-and-Desist Proceedings Pursuant to Sections 4C and 21C of the Securities Exchange Act of 1934 and Rule 102(e) of the Commission's Rules of Practice
Feb. 26, 2016			Notice That Initial Decision Has Become Final
Feb. 25, 2015			Order Scheduling Hearing and Designating Presiding Judge
March 10, 2015			Order Scheduling Prehearing Conference
March 13, 2015			Scheduling and General Prehearing Order
May 27, 2015			Order Setting Hearing Location
Aug. 31, 2015			Order Following Final Prehearing Conference
Sept. 14, 2015			Post-Hearing Scheduling Order