Administrative Proceeding File No. 3-16389
Respondents
VCAP Securities, LLC, andGraham, Brett Thomas
| Release Date | Release Number | Other Release Numbers | Name of Document |
|---|---|---|---|
| 34-90451 | Order Authorizing the Transfer to the U.S. Treasury of the Remaning Funds and Any Funds Returned to the Fair Fund in the Future, Discharging the Fund Administrator, and Terminating the Fair Fund | ||
| 34-84526 |
|
Order Denying Application for Consent to Associate | |
| 34-84106 |
|
Order Denying Request to Modify Settlement Order | |
| 34-79987 |
|
Order Scheduling Briefs | |
| 34-79850 | ORDER DIRECTING DISBURSEMENT OF FAIR FUND | ||
| 34-76877 | Order Approving Plan of Distribution | ||
| 34-74993 | Extension Order | ||
| 34-74508 | Order AppointingTax Administrator | ||
| 34-74305 |
|
Order Instituting Administrative and Cease-and-Desist Proceedings, Pursuant to Sections 15(b)(4), 15(b)(6), and 21C of the Securities Exchange Act of 1934, Section 203(f) of the Investment Advisers Act of 1940, and Section 9(b) of the Investme\ nt Company Act of 1940, Making Findings, and Imposing Remedial Sanctions and a Cease-and-Desist Order |