Administrative Proceeding File No. 3-16328

Respondents

Vero Capital Management, LLC Geiger, Robert Barbaresi, George Downey, Steven, CPA
Release Date Release Number Other Release Numbers Name of Document
34-75401
  • AAER-3670
  • IA-4138
  • IC-31710
 Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Section 9(b) of the Investment Company Act of 1940 as to All Respondents, an\
d Pursuant to Rule 102(e) of the Commission's Rules of Practice as to Steven Downey, and Instituting Public Administrative Proceedings, Making Findings, and Imposing Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e\
) of the Commission's Rules of Practice as to George Barbaresi
AP-2549 Stay Order
AP-2314 Order Setting Prehearing Schedule
AP-2273 Order Following Prehearing Conference
AP-2275 General Prehearing Order
AP-2263 Order
AP-2209 Order Postponing Hearing and Scheduling Prehearing Conference
AP-2172 Order Scheduling Hearing and Designating Presiding Judge
IA-3991
  • IC-31402
 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Section 9(b) of the Investment Company Act of 1940, and Rule 102(e)(1) of the Commission's Rules of Practice
Release Date Release Number Other Release Numbers Name of Document
Letter of 1/12/15 to ALJ Elliot from Division of Enforcement Suggesting Dates to Hold a Telephonic Prehearing Conference and the Hearing.
Respondents' Answer.
Joint Motion for a Stay of Proceedings
Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Section 9(b) of the Investment Company Act of 1940, and Rule 102(e)(1) of the Commission's Rules of Practice
Order Making Findings and Imposing Remedial Sanctions and a Cease-and-Desist Order Pursuant to Sections 203(e), 203(f), and 203(k) of the Investment Advisers Act of 1940, Section 9(b) of the Investment Company Act of 1940 as to All Respondents, an\
d Pursuant to Rule 102(e) of the Commission's Rules of Practice as to Steven Downey, and Instituting Public Administrative Proceedings, Making Findings, and Imposing Sanctions Pursuant to Section 4C of the Securities Exchange Act of 1934 and Rule 102(e\
) of the Commission's Rules of Practice as to George Barbaresi
Order Scheduling Hearing and Designating Presiding Judge
Order Postponing Hearing and Scheduling Prehearing Conference
Order
General Prehearing Order
Order Following Prehearing Conference
Order Setting Prehearing Schedule
Stay Order

Documents