Administrative Proceeding File No. 3-16274

Respondents

Viola, Gregory


Release Date	Release Number	Name of Document
April 24, 2015	AP-2579	Notice
April 16, 2015	774	Initial Decision
Dec. 17, 2014	AP-2142	Prehearing Order
Dec. 10, 2014	AP-2116	Postponement Order
Nov. 17, 2014	AP-2027	Order Scheduling Hearing and Designating Presiding Judge
Nov. 13, 2014	IA-3967	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 2, 2014			Motion to Extend Time for Hearing
Dec. 9, 2014			Respondent's Answer
Dec. 9, 2014			Respondent's Motion for More Definite Statement
Feb. 27, 2015			Division of Enforcement's Motion for Summary Disposition
Feb. 27, 2015			Declaration of Ellen Bober Moynihan in Support of Division of Enforcement's Motion for Summary Disposition
March 30, 2015			Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition, with Exhibits A-D
April 3, 2015			Division of Enforcement's Reply to Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition
April 20, 2015			Respondent's Response to Division of Enforcement's Reply to Respondent's Opposition to Division of Enforcement's Motion for Summary Disposition
April 16, 2015			Initial Decision
Nov. 13, 2014			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
May 28, 2015			Notice that Initial Decision Has Become Final
Nov. 17, 2014			Order Scheduling Hearing and Designating Presiding Judge
Dec. 10, 2014			Postponement Order
Dec. 17, 2014			Prehearing Order
April 24, 2015			Notice