Administrative Proceeding File No. 3-16191

Respondents

Balboa, Michael Robert


Release Date	Release Number	Name of Document
Feb. 27, 2015	747	Initial Decision of Default
Nov. 20, 2014	AP-2037	Order Finding Respondent in Default and Requesting Motion for Sanctions
Nov. 4, 2014	AP-1982	Order to Show Cause, Postponing Hearing and Scheduling Prehearing Conference
Oct. 9, 2014	AP-1900	Order Scheduling Hearing and Designating Presiding Judge
Oct. 8, 2014	IA-3944	Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 203(f) of the Investment Advisers Act of 1940


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 30, 2014			Division of Enforcement's Motion for Sanctions Against Michael R. Balboa and Supporting Memorandum of Law
Feb. 27, 2015			Initial Decision of Default
Oct. 8, 2014			Order Instituting Administrative Proceedings and Notice of Hearing Pursuant to Section 203(f) of the Investment Advisers Act of 1940
April 7, 2015			Notice That Initial Decision Has Become Final
Oct. 9, 2014			Order Scheduling Hearing and Designating Presiding Judge
Nov. 4, 2014			Order to Show Cause, Postponing Hearing and Scheduling Prehearing Conference
Nov. 20, 2014			Order Finding Respondent in Default and Requesting Motion for Sanctions