Administrative Proceeding File No. 3-16140

Respondents

Prange, James


Release Date	Release Number	Name of Document
Dec. 19, 2014	724	Initial Decision On Default
Nov. 10, 2014	AP-1992	Order Following Prehearing Conference and to Show Cause
Oct. 16, 2014	AP-1910	Order Postponing Hearing and Scheduling Prehearing Conference
Sept. 23, 2014	AP-1833	Order Scheduling Hearing and Designating Presiding Judge
Sept. 22, 2014	34-73160	Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 2, 2014			Division of Enforcement's Motion for Default
Dec. 2, 2014			Division of Enforcement's Brief in Support of Motion for Default
Dec. 2, 2014			Declaration of Martin F. Healey ISO Division of Enforcement's Motion for Default
Dec. 19, 2014			Initial Decision On Default
Sept. 22, 2014			Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 15(b) and 21C of the Securities Exchange Act of 1934
Jan. 30, 2015			Notice That Initial Decision Has Become Final
Sept. 23, 2014			Order Scheduling Hearing and Designating Presiding Judge
Oct. 16, 2014			Order Postponing Hearing and Scheduling Prehearing Conference
Nov. 10, 2014			Order Following Prehearing Conference and to Show Cause