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  4. 3-15989

Administrative Proceeding File No. 3-15989

Respondents

Select Fidelity Transfer Services, Ltd.
Release Date Release Number Other Release Numbers Name of Document
Dec. 15, 2014 718 Initial Decision
Sept. 9, 2014 AP-1781 Order Following Prehearing Conference
Sept. 3, 2014 AP-1753 Order Scheduling Prehearing Conference
Aug. 13, 2014 AP-1695 Order Postponing Hearing
July 30, 2014 AP-1658 Order Scheduling Hearing and Designating Presiding Judge
July 29, 2014 34-72707 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 17A(c)(3) and 21C of the Securities Exchange Act of 1934
Release Date Release Number Other Release Numbers Name of Document
Oct. 20, 2014 Division of Enforcement's Motion for Summary Disposition as to Respondent Select Fidelity Transfer Services, Ltd.
Oct. 20, 2014 Declaration of Kenneth A. Liebl
Dec. 15, 2014 Initial Decision
July 29, 2014 Order Instituting Administrative and Cease-and-Desist Proceedings Pursuant to Sections 17A(c)(3) and 21C of the Securities Exchange Act of 1934
Dec. 16, 2014 Notice That Initial Decision Has Become Final
July 30, 2014 Order Scheduling Hearing and Designating Presiding Judge
Aug. 13, 2014 Order Postponing Hearing
Sept. 3, 2014 Order Scheduling Prehearing Conference
Sept. 9, 2014 Order Following Prehearing Conference

Documents

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