Administrative Proceeding File No. 3-15833

Respondents

Lenahan, Caryl T.


Release Date	Release Number	Other Release Numbers	Name of Document
Sept. 19, 2014	34-73146		for Review of Disciplinary Action Taken by FINRA
July 18, 2014	34-72644		Extension Order


Release Date	Release Number	Other Release Numbers	Name of Document
April 10, 2014			Application for Review
May 1, 2014			FINRA's Motion to Dismiss Lenahan's Application for Review and to Stay Briefing Schedule
Aug. 15, 2014			Lenahan's Addendum to Appeal Application -August 14, 2014
Aug. 27, 2014			FINRA's Reply in Support of Its Motion to Dismiss Lenahan's Application for Review and to Stay Briefing Schedule
July 18, 2014			Extension Order
Sept. 19, 2014			for Review of Disciplinary Action Taken by FINRA