Administrative Proceeding File No. 3-15824

Respondents

Tomlinson, Steven Robert


Release Date	Release Number	Other Release Numbers	Name of Document
Feb. 23, 2015	34-74354	IC-31468 IC-31467	Order Denying Request for Reconsideration
Dec. 11, 2014	34-73825		Opinion of the Commission
May 2, 2014	34-72090		Order Scheduling Briefs


Release Date	Release Number	Other Release Numbers	Name of Document
April 4, 2014			Application for Review
June 2, 2014			Applicant's Brief in Support of Application for Review
July 2, 2014			FINRA's Brief in Opposition to Application for Review
July 18, 2014			Resp's Reply to FINRA's Brief in Opposition to Application for Review Dtd 7/7/14
Jan. 9, 2015			Letter of 1/8/15 (Without Names) from Applicant Writing a Response to the Opinion and Order Dated 12/11/14 and Questioning His Appeal Rights, Stating This Should Be Handled as a Notice of Appeal Pending Receipt of Proper Procedures from OS
May 2, 2014			Order Scheduling Briefs
Dec. 11, 2014			Opinion of the Commission
Feb. 23, 2015			Order Denying Request for Reconsideration