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  1. Home
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  3. Administrative Proceedings
  4. 3-15808

Administrative Proceeding File No. 3-15808

Respondents

Johnson, Aaron Jousan
Release Date Release Number Other Release Numbers Name of Document
June 2, 2014 608 Initial Decision of Default
May 5, 2014 AP-1414 Order Finding Respondent in Default and Requesting Motion for Sanctions
April 22, 2014 AP-1394 Order Following Prehearing Conference and to Show Cause
April 8, 2014 AP-1366 Order Postponing Hearing and Scheduling Prehearing Conference
March 21, 2014 AP-1329 Order Scheduling Hearing and Designating Presiding Judge
March 20, 2014 IA-3801 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
Release Date Release Number Other Release Numbers Name of Document
May 22, 2014 Division of Enforcement's Motion for Sanctions Against Respondent Aaron Jousan Johnson
June 2, 2014 Initial Decision of Default
March 20, 2014 Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
July 14, 2014 Notice That Initial Decision Has Become Final
March 21, 2014 Order Scheduling Hearing and Designating Presiding Judge
April 8, 2014 Order Postponing Hearing and Scheduling Prehearing Conference
April 22, 2014 Order Following Prehearing Conference and to Show Cause
May 5, 2014 Order Finding Respondent in Default and Requesting Motion for Sanctions

Documents

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