Administrative Proceeding File No. 3-15792

Respondents

Scott, Fredrick D.


Release Date	Release Number	Name of Document
April 22, 2014	592	Initial Decision Making Findings and Imposing Sanction by Default
April 7, 2014	AP-1363	Postponement Order
March 14, 2014	AP-1306	Order Scheduling Hearing and Designating Presiding Judge
March 13, 2014	IA-3795	Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
April 22, 2014			Initial Decision Making Findings and Imposing Sanction by Default
March 13, 2014			Order Instituting Administrative Proceedings Pursuant to Section 203(f) of the Investment Advisers Act of 1940, and Notice of Hearing
June 3, 2014			Notice That Initial Decision Has Become Final
March 14, 2014			Order Scheduling Hearing and Designating Presiding Judge
April 7, 2014			Postponement Order