Administrative Proceeding File No. 3-15711

Respondents

DeMiro, Dante


Release Date	Release Number	Other Release Numbers	Name of Document
April 1, 2014	583		Initial Decision On Default
March 4, 2014	AP-1275		Order Scheduling Prehearing Conference
Feb. 25, 2014	AP-1267		Order Postponing Hearing and Directing Arrangements for a Prehearing Conference
Feb. 3, 2014	AP-1217		Order Scheduling Hearing and Designating Presiding Judge
Jan. 31, 2014	34-71459	IA-3769	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
April 1, 2014			Initial Decision On Default
Jan. 31, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940 and Notice of Hearing
May 14, 2014			Notice That Initial Decision Has Become Final
Feb. 3, 2014			Order Scheduling Hearing and Designating Presiding Judge
Feb. 25, 2014			Order Postponing Hearing and Directing Arrangements for a Prehearing Conference
March 4, 2014			Order Scheduling Prehearing Conference