Administrative Proceeding File No. 3-15683

Respondents

Neto, Waldyr Da Silva Prado


Release Date	Release Number	Name of Document
May 20, 2014	600	Initial Decision Making Findings and Imposing Sanction by Default
March 26, 2014	AP-1338	Order
Feb. 25, 2014	AP-1263	Order
Feb. 11, 2014	AP-1234	Postponement Order
Jan. 24, 2014	AP-1193	Order Scheduling Hearing and Designating Presiding Judge
Jan. 23, 2014	34-71379	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
May 20, 2014			Initial Decision Making Findings and Imposing Sanction by Default
Jan. 23, 2014			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
July 1, 2014			Notice That Initial Decision Has Become Final
Jan. 24, 2014			Order Scheduling Hearing and Designating Presiding Judge
Feb. 11, 2014			Postponement Order
Feb. 25, 2014			Order
March 26, 2014			Order