Administrative Proceeding File No. 3-15672

Respondents

Aggarwal, Sandeep


Release Date	Release Number	Other Release Numbers	Name of Document
Dec. 17, 2021	34-93820	IA-5929	Order Scheduling Briefs
Nov. 30, 2021	34-93684	IA-5916	Order Vacating Municipal Securities Dealer, Municipal Advisor, Transfer Agent, and Nationally Recognized Statistical Rating Organization Bars
Jan. 8, 2014	34-71260	IA-3752	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940, Making Findings, and Imposing Remedial Sanctions


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 17, 2021			Respondent Sandeep Aggarwal's Petition for Reconsideration with Exhibits 1-3
Dec. 13, 2021			Supplemental Memorandum of Points and Authorities in Further Support of Respondent Petition for Reconsideration with Exhibits 1 and 2
Jan. 13, 2022			Division of Enforcement's Response to Respondent's Petition for Reconsideration
Jan. 28, 2022			Respondent's Reply ISO Petition for Reconsideration
Nov. 30, 2021			Order Vacating Municipal Securities Dealer, Municipal Advisor, Transfer Agent, and Nationally Recognized Statistical Rating Organization Bars
Dec. 17, 2021			Order Scheduling Briefs