Administrative Proceeding File No. 3-15546

Respondents

Brandolino, James L.


Release Date	Release Number	Name of Document
Nov. 20, 2013	529	Initial Decision Making Findings and Imposing Sanction by Default
Oct. 21, 2013	AP-974	Postponement Order
Oct. 2, 2013	AP-935	Order Scheduling Hearing and Designating Presiding Judge
Sept. 30, 2013	34-70581	Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing


Release Date	Release Number	Other Release Numbers	Name of Document
Nov. 20, 2013			Initial Decision Making Findings and Imposing Sanction by Default
Sept. 30, 2013			Order Instituting Administrative Proceedings Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Notice of Hearing
Jan. 15, 2014			Notice That Initial Decision Has Become Final
Oct. 2, 2013			Order Scheduling Hearing and Designating Presiding Judge
Oct. 21, 2013			Postponement Order